Book Building is essentially a process used by companies raising capital through Public Offerings-both Initial Public Offers (IPOs) and Follow-on Publ....
Debt instruments mean non-convertible securities which create/ acknowledge indebtedness and include debentures, bonds, and other securities of a body ....
The term advertisement is defined to include notices, brochures, pamphlets, circulars, show cards, catalogues, hoardings, play cards, posters, and ins....
Indian Depository Receipt is an instrument in the form of a depository receipt created by a Domestic Depository in India against the underlying equity....
The person who conceived the idea of starting a business and organizes the setting up of a new company is called promoter of company.....
The Initial Public Offering Price is the price at which the stock is going to be offered to the public. The determination of initial public offering p....
An initial public offering for sale of equity shares or any other security convertible into equity shares can be made by an unlisted company subject t....
The SEBI has issued Disclosure and Investor Protection (DIP) guidelines as ground rules relating to new issue procedure/activities. The purposes for w....
Portfolio means the total holdings of securities of a person. Portfolio managers are persons who in pursuance of a contract/arrangement with client, a....
The Records relating to the trusteeship functions must be kept and maintained for at least five financial years preceding the current financial year.....
To take possession of trust property to enclosing securities. To perform acts necessary in the event of security becoming enforceable resolving grieva....
Responsibilities and duties of a debenture trustee of obligation before appointment. Must enter into a written agreement with the body corporate befor....
“Debenture trustee is a trustee for a trust deed needed for securing any issue of debentures by a company/body corporate or any private placement of....
The Registrar to an issue, in the capacity of an intermediary in the primary market carryon the following activities:-....
Brokers are the persons mainly concerned with procurement of subscription to the issue from the prospective investors.....
Issue means an offer of sale/purchase of security by anybody corporate/person/group of persons on his/its/their behalf to or from the public/holders o....
Underwriters to issue of capital are one of the important intermediaries in the new issue/primary market. They agree to take up securities which are n....
“In a syndicate, an underwriting firm immediately subordinate to the managing underwriter. A syndicate is a group of underwriters responsible for pl....